就禁止向受制裁国家/地区转移受EAR管辖物项致董事、管理人员、员工、合同工、供应商以及业务合作伙伴的公开信及通知

DATE:          September 15, 2026

日期          2026年9月15日

SUBJECT:    Open Letter and Notice to Directors, Officers, Employees, Contractors, Suppliers, and Business Partners Regarding Prohibited Transfers of Items Subject to the EAR to Sanctioned Countries/Regions

关于：          就禁止向受制裁国家/地区转移受EAR管辖物项致董事、管理人员、员工、合同工、供应商以及业务合作伙伴的公开信及通知

Export Compliance is critical to the business of ZTE Corporation and its majority owned or controlled subsidiaries and affiliates (collectively, "ZTE"). . It is ZTE policy to fully comply with all applicable laws and regulations, including restrictions under export control and economic sanctions laws and regulations. . Compliance with these laws and with ZTE’s Export Compliance Program are essential requirements for ZTE's employees, contractors, and businesses.

出口合规对于中兴通讯股份有限公司及其控股或控制子公司和附属机构（以下统称“中兴通讯”）的业务来说至关重要。中兴通讯的政策是完全遵守所有可适用的法律法规，包括出口管制和经济制裁法律法规的各项规定。遵从中兴通讯的出口合规项目及其所依据的法律法规是对中兴通讯员工、合同工和业务部门的基本要求。

ZTE hereby informs its leadership, management, employees, contractors, suppliers, and others who deal in commodities, software and technology (collectively, "items") subject to the U.S. Export Administration Regulations (“EAR”) that transfers of such items to Iran, North Korea, Syria, Sudan, Cuba, and Crimea region, "Donetsk People's Republic" ("DNR") and "Luhansk People's Republic" ("LNR") regions, are generally prohibited. This prohibition applies to all U.S.-origin items and non-U.S.-origin items containing more than the applicable de minimis content by value (as set forth in the EAR).  The only exceptions to this prohibition are transfers that are authorized (1) by the EAR, (2) by the regulations administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”), and (3) by the U.S. Government through the issuance of a license.

中兴通讯特此通知其领导层、管理层、员工、合同工、供应商以及所交易的实物、软件以及技术（以下统称“物项”）受美国《出口管理条例》（EAR）管辖的其他相关方：向伊朗、朝鲜、叙利亚、古巴、克里米亚地区、“顿涅茨克人民共和国”(“DNR”)和“卢甘斯克人民共和国”(“LNR”)地区转让该类物项是被普遍禁止的。以上限制适用于所有美国原产物品或所含美国成分在价值上超过EAR规定的最小美国物料占比的非美国原产物品。仅有的例外包括通过（1）EAR，（2）美国财政部海外资产控制办公室（“OFAC”）实施之规定，或者（3）美国政府签发的许可证而获得授权的交易。

It is current ZTE policy to not conduct business with any parties located, headquartered, registered, or operating in countries/regions subject to territorial sanctions—currently including Iran, North Korea, Syria,Cuba, the Crimea region, the "Donetsk People's Republic" ("DNR") and the "Luhansk People's Republic" ("LNR") regions (collectively referred to as "Sanctioned Countries/Regions" under ZTE’s policy).  It is ZTE policy to not do business directly or indirectly related to these countries or regions even if the transaction does not involve items subject to the EAR. This policy remains applicable to Syria. However, business related to Syria can be conducted if it is lawful and approved by the Chief Export Compliance Officer or his designees.  

中兴通讯目前的政策是，不与位于、或其总部位于、或注册于或经营地位于受区域制裁的国家或地区—现为伊朗、朝鲜、叙利亚、古巴、克里米亚地区、“顿涅茨克人民共和国”(“DNR”)和“卢甘斯克人民共和国”(“LNR”)地区（统称为中兴通讯政策中“受制裁国家/地区”）的任何当事方开展业务。中兴通讯的政策是即使交易不涉及受EAR管辖的物品，也不会直接或间接与这些国家或地区开展业务。该政策仍适用于叙利亚，但叙利亚相关业务可在合法前提下且获得首席出口管制合规官或其指定人员批准后开展。

A violation of the export control and economic sanctions laws and regulations may result in serious legal consequences for a company or other entities and responsible individuals.  These consequences include (but are not limited to) fines, trade restrictions, criminal prosecution, and imprisonment. ZTE is committed to abiding by all applicable export control and economic sanctions laws and regulations worldwide, and ZTE will implement measures to ensure compliance with all legal requirements relating to exports, re-exports and transfers (in-country) of items.

违反出口管制和经济制裁法律法规的行为可导致公司或其他主体及责任人面临严重的法律后果。这些后果包括但不限于罚款、贸易限制、刑事起诉以及监禁。中兴通讯致力于遵守世界范围内所有适用的出口管制和经济制裁的相关法律法规，中兴通讯也将采取措施确保其遵守与物项的出口、再出口和转移（国内）相关的所有法律法规。

ZTE expects and calls for our directors, officers, employees, customers, suppliers and other business partners to:

中兴通讯期待并号召我们所有董事、管理人员、员工、客户、供应商和其他业务合作伙伴：

1. Fully understand and strictly comply with all applicable domestic and international export control law and economic sanctions laws and regulations.

    充分理解并严格遵守所有适用的国内、国际出口管制和经济制裁的法律法规。

2. For all items provided to ZTE, confirm and provide the applicable export control classification information and supporting documents to ZTE before export, reexport, purchasing, or otherwise transferring items, or before providing related services. This includes informing ZTE whether the items being provided to ZTE are subject to the EAR and, if the items are subject to the EAR, ZTE must be provided with (i) the Export Control Classification Numbers (ECCNs) of the items and (ii) any export license or license exceptions used to provide the items to ZTE .  ZTE will also require its suppliers to provide relevant export classification and licensing information for items that are not subject to the EAR.

对所有向中兴通讯提供的物项，在出口、再出口、采购或以其他方式转移物项之前，或者在提供相关服务之前，必须确认其正确的出口管制信息，提供适用的出口管制分类信息以及支持性文件。以上包括通知中兴通讯其所提供给中兴通讯的物项是否受EAR管辖，如果物项受EAR管辖，则必须向中兴通讯提供（i）物项出口管制分类编号（ECCN），以及（ii）用于向中兴通讯提供物项的任何出口许可证和许可证例外。中兴通讯还将要求其供应商为不受EAR管辖的物项提供相关的出口分类和许可信息。 

3. Ensure that, unless all appropriate licenses or other authorizations are obtained pursuant to applicable laws and regulations prior to any such transfer, no items will be:

A. Provided directly or indirectly to or for use in territorial Sanctioned Countries/Regions (currently Iran, Syria, North Korea, Cuba, Crimea，the "Donetsk People's Republic" ("DNR") and the "Luhansk People's Republic" ("LNR") regions);

B. provided directly or indirectly to or for use by entities or individuals on any Chinese, UN, EU, US or other list of sanctioned/restricted parties;

C. used in a manner otherwise prohibited under the EAR or other applicable export control or economic sanctions laws and regulations.

确保，除非在任何此类转移以前就已根据相关法律法规获得所有适当的许可或者其他授权，否则任何物项都将不会：

A. 被直接或者间接提供给受区域制裁国家/地区或者在其中使用 （这些国家和地区目前包括伊朗、叙利亚、朝鲜、古巴、克里米亚地区、“顿涅茨克人民共和国”(“DNR”)和“卢甘斯克人民共和国”(“LNR”)地区））；

B. 被直接或者间接提供给任何受中国、联合国、欧盟、美国或者其他主体制裁/限制的实体或者个人或者被其使用；

C. 以EAR或者其他适用的出口管制或经济制裁法律法规所禁止的其他方式使用。

4. Keep a complete record pertaining to destination, end user and end use of exports, re-exports and transfers (in-country) of ZTE items, and promptly provide all such records upon ZTE's reasonable request.  

保留有关中兴通讯物项出口、再出口以及转移（国内）的目的地、最终用户和最终用途的完整记录，并且在中兴通讯的合理要求下及时提供所有此类记录。